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Shufro, Rose & Co., LLC

Shufro, Rose & Co., LLC. CRD 3403

Shufro, Rose & Co., LLC logo

CRD: 3403

Shufro, Rose & Co., LLC

$2.5B Total AUM
$2.4B Disc. AUM
5.5% 3Y CAGR
27 Employees
1,335 ADV. Clients
71 yrs Firm Age

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Firm Details

Custodian
American Funds · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
04-07-1955
Office Locations
1

Office Locations

600 Lexington Avenue 15th Floor NEW York NY

About Shufro, Rose & Co., LLC

Founded in 1938, New York-based Shufro, Rose & Co. delivers highly customized wealth management and financial planning for families, including estate, tax, retirement, and risk management. The firm often advises multi-generational households (now fourth-generation clients) and constructs portfolios using ETFs and public funds alongside U.S. government/agency fixed income, serving both retail and institutional relationships.

Team overview

46 AVG AGE
$273.7M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
13.2 yrs AVG TENURE
27 Employees
9 Advisory Reps
9 RIA Reps
71yrs Firm Age

Insights

Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

STEPHEN DAVID LEIT

STEPHEN DAVID LEIT

PRINCIPAL, SENIOR FINANCIAL ADVISOR, Senior Managing Director

CRD
#818707
Ownership
25% but less than 50%
Available
Available
Available
JOHN MARINUS CONTANT

JOHN MARINUS CONTANT

Principal, Senior Advisor, SENIOR FINANCIAL ADVISOR

CRD
#2810876
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

Aimee Adler

Aimee Adler

Financial Advisor, General Partner

CRD
#7186177
Available
Available
Available
LANCE CHRISTOPHER ARMENTA

LANCE CHRISTOPHER ARMENTA

Wealth Planning Analyst

CRD
#7123848
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-04-2022
11-01-2023
08-14-2024
04-04-2025
04-21-2026
Category Assets AVG. Account size
Discretionary $2,405,608,195 $820,187
Non-Discretionary $58,044,258 $763,740
Total $2,463,652,453 $818,761

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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