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Sierra Financial Advisory

Sierra Financial Advisory. CRD 130934

Sierra Financial Advisory logo

CRD: 130934

Sierra Financial Advisory

$144.9M Total AUM
$138.6M Disc. AUM
14.1% 3Y CAGR
2 Employees
173 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial · Prudential
Clients
Retail and Institutional
Platforms
Available
Established Date
05-13-2008
Office Locations
1

Office Locations

-- Nevada City CA

About Sierra Financial Advisory

Sierra Financial Advisory is a Nevada City-based RIA. The firm has been operating for 18 years. Managing $144.9M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company and LPL Financial.

Team overview

-- AVG AGE
$72.5M AVG AUM / ADVISOR
$837.7K AVG AUM / CLIENT
3.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
0 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOSEPH TOMKIEWICZ

JOSEPH TOMKIEWICZ

Chief Compliance Officer, President

CRD
#3162964
Ownership
75% or more
Available
Available
Available
Michael Henry Tomkiewicz

Michael Henry Tomkiewicz

PARTNER

CRD
#7192439
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-18-2022
03-23-2023
05-17-2024
03-18-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $138,586,000 $318,589
Non-Discretionary $6,344,000 $288,364
Total $144,930,000 $317,133

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Other Available Available
Total Available Available

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