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Signature Resources Capital Management, LLC

Signature Resources Capital Management, LLC. CRD 144069

Signature Resources Capital Management, LLC logo

CRD: 144069

Signature Resources Capital Management, LLC

$303.9M Total AUM
$303.9M Disc. AUM
8.9% 3Y CAGR
15 Employees
398 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
05-01-2007
Office Locations
8

Office Locations

100 Bayview Circle Suite 2200 Newport Beach CA
10875 Rancho Bernardo Road Suite 115 SAN Diego CA
1500 S Central AVE Unit D LOS Angeles CA

About Signature Resources Capital Management, LLC

Signature Resources Capital Management is a Newport Beach, CA-based RIA providing discretionary investment management plus financial, retirement, and estate planning. The team emphasizes a fiduciary, methodical risk/reward approach and uses ETF-focused portfolios, primarily custodied at Charles Schwab. Serves both retail and institutional relationships, aiming to be a steady partner through volatile markets.

Team overview

46 AVG AGE
$20.3M AVG AUM / ADVISOR
$763.6K AVG AUM / CLIENT
6.3 yrs AVG TENURE
15 Employees
15 Advisory Reps
15 RIA Reps
19yrs Firm Age

Insights

Available
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Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

B

BEVERLY ANN KALTENBACH

Managing Member

CRD
--
Ownership
25% but less than 50%
Available
Available
Available
Gregory Linn Kaltenbach

Gregory Linn Kaltenbach

Managing Member, President

CRD
#2647114
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

MICHAEL ADAM BORNSTEIN

MICHAEL ADAM BORNSTEIN

Wealth Management Advisor

CRD
#5904424
Available
Available
Available
ANDREW STEVEN FICARRA

ANDREW STEVEN FICARRA

Financial Advisor, General Partner, Managing Partner

CRD
#6073920
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-15-2022
12-14-2023
11-26-2024
06-20-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $303,917,192 $341,097
Non-Discretionary $0 --
Total $303,917,192 $341,097

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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