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Simmons Capital Group

Simmons Capital Group. CRD 281122

Simmons Capital Group logo

CRD: 281122

Simmons Capital Group

$213.0M Total AUM
$213.0M Disc. AUM
0.8% 3Y CAGR
11 Employees
463 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Capital Group · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
10-13-2015
Office Locations
3

Office Locations

139 Meyer Road Halfmoon NY
-- Chicago IL
-- Riverside CA

About Simmons Capital Group

Simmons Capital Group is a Halfmoon, NY-based advisory firm providing retirement, insurance (Medicare, long-term care, life), legacy and investment planning. They incorporate impact investing, including a portfolio “Healthcheck” to assess values alignment and rebalance with data to help clients measure desired impact. Investment implementation commonly uses ETFs and mutual funds, with custody through Pershing.

Team overview

55 AVG AGE
$26.6M AVG AUM / ADVISOR
$460.1K AVG AUM / CLIENT
2.4 yrs AVG TENURE
11 Employees
8 Advisory Reps
8 RIA Reps
10yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DONALD EDWARD SIMMONS

DONALD EDWARD SIMMONS

Chief Executive Officer, EXECUTIVE DIRECTOR, FOUNDER, INVESTMENT ADVISOR REPRESENTATIVE, PRINCIPAL

CRD
#1836646
Ownership
75% or more
Available
Available
Available
JANSEN WILLIAM HEIN

JANSEN WILLIAM HEIN

Chief Compliance Officer, CHIEF OPERATING OFFICER

CRD
#6161483
Ownership
Less than 5%
Available
Available
Available

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Contacts

A

AARON MATTHEW BATKAY

Associate Advisor

CRD
#7754229
Available
Available
Available
ROBERT ANTHONY DUNCAN

ROBERT ANTHONY DUNCAN

President

CRD
#3031586
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-01-2022
11-16-2023
09-11-2024
03-26-2025
04-30-2026
Category Assets AVG. Account size
Discretionary $213,017,281 $460,081
Non-Discretionary $0 --
Total $213,017,281 $460,081

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q4 2025

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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