$339.0M Total AUM
$339.0M Disc. AUM
11.7% 3Y CAGR
12 Employees
458 ADV. Clients
9 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-16-2017
- Office Locations
- 1
Office Locations
199 Broad Street RED Bank NJ
About Smallwood Wealth Management
Smallwood Wealth Management is a Red Bank, NJ, family-run RIA focused on custom financial planning and ongoing portfolio management designed to manage risk and taxes and support long-term financial independence. The team emphasizes regular monitoring and rebalancing and provides guidance beyond investments as clients’ needs evolve. Custodied at Charles Schwab, portfolios lean heavily on ETFs and public funds.
Team overview
-- AVG AGE
$67.8M AVG AUM / ADVISOR
$740.1K AVG AUM / CLIENT
4.8 yrs AVG TENURE
12 Employees
5 Advisory Reps
5 RIA Reps
9yrs Firm Age
Insights
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Asset Classes
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Client Personas
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CRM
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Custodian
Available
Investment Themes
Available
Investment Vehicles
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Services
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Technology
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Owner & Executives
JOHN LEWIS SMALLWOOD
Chief Compliance Officer
- CRD
- #2132725
- Ownership
- Less than 5%
Available
Available
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Christine A Flynn
Wealth Advisor
- CRD
- #6605210
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Robert Marks
Wealth Advisor
- CRD
- #6821354
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $338,980,176 | $302,931 |
| Non-Discretionary | $0 | -- |
| Total | $338,980,176 | $302,931 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available Corporate - Investment Grade:
Available Equity - OTC:
Available Corporate - Non-Investment Grade:
Available Municipal Bonds:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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