CRD: 107778
Smart Investments Advisory Incorporated
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- Custodian
- Fidelity/NFS · LPL Financial · Morgan Stanley
- Clients
- Retail
- Platforms
- --
- Established Date
- 04-30-2001
- Office Locations
- 2
Office Locations
About Smart Investments Advisory Incorporated
Smart Investments Advisory Incorporated is a Redlands, CA-based RIA led by founder Barrick Smart and affiliated with Western International Securities. The team advises retail investors on building and protecting retirement assets using traditional investments and annuities, with insurance capabilities. Portfolios span equities and ETFs plus investment-grade bonds and cash, and the firm also supports retirement plans and 529 planning.
Team overview
Insights
Asset Classes
Custodian
Investment Vehicles
Services
Owner & Executives
Alicia Christine Arciniega
Corporate Secretary
- CRD
- #4942070
- Ownership
- Less than 5%
Barrick Allyn Smart
Chief Executive Officer, Investment Advisor Representative
- CRD
- #829239
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Roy Edward Bennett
Investment Advisor Representative
- CRD
- #2857389
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $82,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $82,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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