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Smith Asset Management Co., LLC

Smith Asset Management Co., LLC. CRD 127684

Smith Asset Management Co., LLC logo

CRD: 127684

Smith Asset Management Co., LLC

$281.2M Total AUM
$281.2M Disc. AUM
6.7% 3Y CAGR
7 Employees
776 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
08-01-2004
Office Locations
2

Office Locations

322 East Park Avenue Chiefland FL
-- Casselberry FL

About Smith Asset Management Co., LLC

Smith Asset Management Company is a multi-generational, family-owned advisory in Chiefland, FL serving clients nationwide. It provides wealth management and financial planning for individuals and businesses, including corporate 401(k) plans, rollovers, estate planning, Florida Retirement System guidance, and tailored income and portfolio programs with investment and risk management. Portfolios are primarily implemented with ETFs and index funds, with Charles Schwab as a custodian.

Team overview

52 AVG AGE
$70.3M AVG AUM / ADVISOR
$362.4K AVG AUM / CLIENT
12.1 yrs AVG TENURE
7 Employees
4 Advisory Reps
2 RIA Reps
21yrs Firm Age

Insights

Available
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Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

B

BENJAMIN SHANNON SMITH

Chief Compliance Officer, Investment Analyst, Managing Member, President

CRD
#4840478
Ownership
50% but less than 75%
Available
Available
Available
B

BENJAMIN LARRY SMITH

Owner, Vice President

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

B

Benjamin Caleb Smith

--

CRD
#7410065
Available
Available
Available
S

Stephen Joseph Smith

--

CRD
#7672535
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-20-2022
03-02-2023
07-08-2024
04-08-2025
05-05-2026
Category Assets AVG. Account size
Discretionary $281,212,631 $220,905
Non-Discretionary $0 --
Total $281,212,631 $220,905

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Private Funds:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Private Funds Available Available
Other Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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