CRD: 322951
Smith Brothers Financial, LLC
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- Custodian
- Assetmark · Charles Schwab & Company · LPL Financial · Transamerica
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-30-2022
- Office Locations
- 2
Office Locations
About Smith Brothers Financial, LLC
Smith Brothers is an independently operated, Top 100 insurance and risk management broker with 50+ years serving families and business owners. The team takes a consultative, enterprise risk manager approach to protect clients’ businesses, personal lives, and financial interests, with a multi-office Northeast footprint. Public filings also indicate financial/wealth planning and investment management offered through platforms such as LPL Financial and AssetMark.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JOSEPH BRIAN SMITH
Chief Executive Officer, President
- CRD
- #4692642
- Ownership
- 50% but less than 75%
STEPHEN ROBERT MICHAELS
Financial Advisor
- CRD
- #4398984
- Ownership
- 25% but less than 50%
Showing 2 of 5 owners & executives
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MATTHEW Alan MULCAHY
--
- CRD
- #7651755
Joseph Bryce Smith
--
- CRD
- #8204798
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $867,539,037 | $2,313,437 |
| Non-Discretionary | $245,655,596 | $2,193,354 |
| Total | $1,113,194,633 | $2,285,821 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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