S
$456.9M Total AUM
$289.6M Disc. AUM
-- 3Y CAGR
5 Employees
159 ADV. Clients
16 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-15-2010
- Office Locations
- 1
Office Locations
1830 S. Plate St. Kokomo IN
About Smith Financial
Smith Financial is a Kokomo-based RIA. The firm has been operating for 16 years. Managing $456.9M in total assets under management, with 5 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
37 AVG AGE
$91.4M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
12.2 yrs AVG TENURE
5 Employees
5 Advisory Reps
3 RIA Reps
16yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Platform
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Services
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Owner & Executives
RICHARD ALLEN SMITH
President
- CRD
- #1353025
- Ownership
- 75% or more
Available
Available
Available
AARON TAYLOR SMITH
Chief Compliance Officer, Investment Advisor
- CRD
- #4233192
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
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B
Blake William Brutus
Advisor Support Representative
- CRD
- #7238751
Available
Available
Available
Showing 1 of 3 contacts
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $289,581,775 | $599,548 |
| Non-Discretionary | $167,323,072 | $2,497,359 |
| Total | $456,904,847 | $830,736 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Cash:
Available Equity - Exchange:
Available Other:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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