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Smith Group Asset Management, LLC

Smith Group Asset Management, LLC. CRD 313265

Smith Group Asset Management, LLC logo

CRD: 313265

Smith Group Asset Management, LLC

$1.4B Total AUM
$1.4B Disc. AUM
-0.8% 3Y CAGR
14 Employees
2,320 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Bank OF America ยท UBS
Clients
Retail and Institutional
Platforms
Available
Established Date
02-01-2021
Office Locations
1

Office Locations

100 Crescent Court Dallas TX

About Smith Group Asset Management, LLC

Smith Group Asset Management, LLC is a Dallas-based RIA. The firm has been operating for 5 years. Managing $1.4B in total assets under management, with 12 advisory representatives. They custody assets with Bank OF America and UBS.

Team overview

47 AVG AGE
$117.5M AVG AUM / ADVISOR
$607.9K AVG AUM / CLIENT
3.8 yrs AVG TENURE
14 Employees
12 Advisory Reps
6 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

A

ADAM MARC BRAJER

Director, General Counsel, Secretary

CRD
#5764705
Ownership
Less than 5%
Available
Available
Available
John David Brim

John David Brim

Chief Investment Officer, Co-Chief Investment Officer, PORTFOLIO MANAGER, President

CRD
#2933011
Ownership
Less than 5%
Available
Available
Available

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Contacts

O

OWEN BURNS

--

CRD
#6133738
Available
Available
Available
William Ketterer

William Ketterer

Portfolio Manager

CRD
#5660220
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-14-2022
09-18-2023
03-27-2024
10-21-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $1,410,264,267 $952,594
Non-Discretionary $0 --
Total $1,410,264,267 $952,594

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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