$2 Total AUM
$2 Disc. AUM
-- 3Y CAGR
3 Employees
450 ADV. Clients
8 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Prudential
- Clients
- Retail
- Platforms
- Available
- Established Date
- 08-23-2017
- Office Locations
- 2
Office Locations
2210 Algoma Blvd., Suite A Oshkosh WI
-- Covington LA
About Smith Securities LLC
Smith Securities LLC is a Covington-based RIA with 2 offices. The firm has been operating for 8 years. Managing $2 in total assets under management, with 3 advisory representatives. They custody assets with Prudential.
Team overview
36 AVG AGE
$1 AVG AUM / ADVISOR
$0 AVG AUM / CLIENT
3.8 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
8yrs Firm Age
Insights
Available
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Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
CHRISTOPHER PAUL SMITH
Chief Compliance Officer, Managing Member, Owner
- CRD
- #6521592
- Ownership
- 75% or more
Available
Available
Available
Showing 1 of 1 owners & executives
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JEREMY NORMAN BURRI
--
- CRD
- #4422544
Available
Available
Available
T
THOMAS JUDE SEMMES HUGHS
--
- CRD
- #1250491
Available
Available
Available
Showing 2 of 3 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2 | -- |
| Non-Discretionary | $0 | -- |
| Total | $2 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Cash | Available | Available |
| Total | Available | Available |
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