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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-19-2021
- Office Locations
- 3
Office Locations
About Smithbrook, LLC
Smithbrook, LLC is an independent Oregon-registered RIA focused on tax-aware, risk-managed long/short equity for taxable portfolios. Delivered via SMAs for high-net-worth individuals, family offices, and advisory firms, the strategy pairs direct indexing with options-based short exposure to support loss harvesting across market cycles and manage drawdowns while complementing existing allocations, including concentrated or low-basis positions. Wealth advisory is limited to certain legacy clients.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
JERRY THOMAS PETERS
Chief Compliance Officer, Managing Member
- CRD
- #2642087
- Ownership
- 50% but less than 75%
MICHAEL PATRICK SLADER O'HARA
Managing Member
- CRD
- #5184252
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
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SCOTT R. BUTTERFIELD
--
- CRD
- #3213167
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $90,481,920 | -- |
| Non-Discretionary | $675,380 | -- |
| Total | $91,157,300 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Derivatives | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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