This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-26-2015
- Office Locations
- 1
Office Locations
About SML Advisory
SML Advisory is an independent Rio Rancho, NM RIA (founded 2015) providing portfolio management and planning for individuals—especially 401k/403b retirement savers and entrepreneurs. The firm builds risk-aligned strategies and supports retirement, tax and estate planning and insurance needs. Investment approach spans equities, fixed income and commodities, often implemented with ETFs/mutual funds, with custody support at Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
SHAWN MICHAEL LODDY
Chief Compliance Officer, Owner
- CRD
- #4178310
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,248,818 | -- |
| Non-Discretionary | $0 | -- |
| Total | $1,248,818 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Other | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
Continue browsing