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SOF Spectrum Capital Management, LLC

SOF Spectrum Capital Management, LLC. CRD 316108

SOF Spectrum Capital Management, LLC logo

CRD: 316108

SOF Spectrum Capital Management, LLC

$6.3M Total AUM
$6.3M Disc. AUM
-- 3Y CAGR
1 Employees
34 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Interactive Brokers
Clients
Retail
Platforms
Available
Established Date
02-11-2022
Office Locations
1

Office Locations

-- Sugar Land TX

About SOF Spectrum Capital Management, LLC

SOF Spectrum Capital Management, LLC is a Texas-based RIA serving retail clients, including entrepreneurs, with discretionary managed accounts focused on asset allocation using ETFs and mutual funds. The firm also offers tax-planning and insurance-related advice. Accounts are custodied at Interactive Brokers, giving clients real-time visibility into balances, positions, and trades, with no lock-up period.

Team overview

51 AVG AGE
$6.3M AVG AUM / ADVISOR
$186.1K AVG AUM / CLIENT
2.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

Available
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Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

V

Vinod Naidu

Owner

CRD
#7417424
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $6,325,837 --
Non-Discretionary $0 --
Total $6,325,837 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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