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Sonoma West Advisors

Sonoma West Advisors. CRD 138687

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CRD: 138687

Sonoma West Advisors

$255.9M Total AUM
$222.2M Disc. AUM
16.3% 3Y CAGR
1 Employees
120 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
04-09-2012
Office Locations
1

Office Locations

-- Santa Rosa CA

About Sonoma West Advisors

Sonoma West Advisors is a fee-only, fiduciary wealth manager serving entrepreneurs, executives, inheritors, and select families/endowments with comprehensive balance-sheet-focused planning and investment management. The team is particularly experienced with concentrated positions, company stock plans, unrealized gains, charitable planning, and tax strategies. Portfolios emphasize diversified, duration- and objective-driven construction with passive implementation where appropriate and client-specific customization. Custody includes Schwab.

Team overview

-- AVG AGE
$255.9M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
14.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

N

NOEL EDWARD MURPHY

Chief Compliance Officer, Chief Executive Officer, PRINCIPAL

CRD
#2625059
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-11-2012
02-27-2023
03-28-2024
09-01-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $222,168,528 $1,346,476
Non-Discretionary $33,774,009 $16,887,005
Total $255,942,537 $1,532,590

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Total Available Available

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