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Sophos Wealth Management

Sophos Wealth Management. CRD 313667

Sophos Wealth Management logo

CRD: 313667

Sophos Wealth Management

$17.5M Total AUM
$17.5M Disc. AUM
-- 3Y CAGR
1 Employees
18 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Altruist · SSG · Truist Bank
Clients
Retail
Platforms
Available
Established Date
03-31-2021
Office Locations
1

Office Locations

-- Woodinville WA

About Sophos Wealth Management

Sophos Wealth Management is a Washington-registered RIA providing disciplined, process-driven value investing and comprehensive financial planning for individuals, retirees, and business owners. Portfolios are tailored to client goals and risk tolerance with flexible asset allocation guided by market valuations, seeking absolute returns. The practice primarily implements models using ETFs alongside U.S. government/agency bonds.

Team overview

37 AVG AGE
$17.5M AVG AUM / ADVISOR
$972.2K AVG AUM / CLIENT
5.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

SCOTT PATRICK CAUFIELD

SCOTT PATRICK CAUFIELD

Investment Advisor, PRINCIPAL

CRD
#5840914
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $17,500,000 --
Non-Discretionary $0 --
Total $17,500,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Corporate - Non-Investment Grade:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Corporate - Non-Investment Grade Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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