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Sorfis Investments, LLC

Sorfis Investments, LLC. CRD 300363

Sorfis Investments, LLC logo

CRD: 300363

Sorfis Investments, LLC

$35.2M Total AUM
$31.9M Disc. AUM
-- 3Y CAGR
3 Employees
42 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Interactive Brokers
Clients
Retail and Institutional
Platforms
Available
Established Date
01-25-2019
Office Locations
2

Office Locations

155 Main ST Chardon OH
-- Charlotte NC

About Sorfis Investments, LLC

Sorfis Investments provides holistic financial life planning, retirement and tax planning, and long-term investment management through separately managed portfolios tailored to client risk tolerance. Portfolios are led by Joe Koster (ChFC, RLP), a 20+ year investment and wealth management professional and editor of the Value Investing World Newsletter; custody includes Charles Schwab.

Team overview

40 AVG AGE
$17.6M AVG AUM / ADVISOR
$838.8K AVG AUM / CLIENT
5.4 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
7yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOSEPH THOMAS KOSTER

JOSEPH THOMAS KOSTER

Chief Compliance Officer, Financial Consultant, Managing Member

CRD
#4866651
Ownership
50% but less than 75%
Available
Available
Available
T

Theresa Grace Pfiester

Client Service Manager

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

S

Samuel Ernest DiFiore

--

CRD
#7694749
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $31,885,996 --
Non-Discretionary $3,343,016 --
Total $35,229,012 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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