$47.1M Total AUM
$47.1M Disc. AUM
-- 3Y CAGR
1 Employees
28 ADV. Clients
7 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 01-18-2019
- Office Locations
- 1
Office Locations
620 Newport Center Drive Suite 1100 Newport Beach CA
About Sound Investment Management, LLC
Sound Investment Management is an Irvine, CA RIA providing holistic financial planning and evidence-based portfolio management for individuals and business owners navigating life transitions. The firm emphasizes collaborative wealth management, asset protection, and legacy/charitable planning, and commonly builds portfolios with ETFs and fixed income, custodied at Charles Schwab.
Team overview
44 AVG AGE
$47.1M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
7.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
7yrs Firm Age
Insights
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Accredited Investors
Available
Asset Classes
Available
Client Personas
Available
Custodian
Available
Fund Managers
Available
Investment Themes
Available
Investment Vehicles
Available
Platform
Available
Services
Available
Technology
Available
Owner & Executives
DAVID Glenn CARLSON
Advisor, Chief Compliance Officer, President
- CRD
- #5110509
- Ownership
- Less than 5%
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $47,094,060 | -- |
| Non-Discretionary | $36,874 | -- |
| Total | $47,130,934 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Municipal Bonds:
Available Corporate - Investment Grade:
Available U.S. Government/Agency:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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