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Southward Financial Services, LLC

Southward Financial Services, LLC. CRD 119849

Southward Financial Services, LLC logo

CRD: 119849

Southward Financial Services, LLC

$9.5M Total AUM
$1.2M Disc. AUM
-- 3Y CAGR
2 Employees
12 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Altruist · Truist Bank · Vanguard
Clients
Retail
Platforms
--
Established Date
10-25-1999
Office Locations
1

Office Locations

-- Pickerington OH

About Southward Financial Services, LLC

Southward Financial Services, LLC is a central Ohio fee-only fiduciary advisor serving middle-income families and clergy. The firm provides goal-based financial planning, investment management, and tax preparation, with an education-first approach and no minimum portfolio requirement. Portfolios commonly use ETFs and mutual funds for asset allocation, with custody including Vanguard.

Team overview

66 AVG AGE
$9.5M AVG AUM / ADVISOR
$789.2K AVG AUM / CLIENT
26.8 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

ROGER EDWIN SOUTHWARD

ROGER EDWIN SOUTHWARD

Certified Financial Planner, Chief Compliance Officer, President

CRD
#4539336
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $1,226,000 --
Non-Discretionary $8,244,000 --
Total $9,470,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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