CRD: 312685
Southwest Investment Advisors, Inc.
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- Custodian
- LPL Financial
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 12-31-2020
- Office Locations
- 1
Office Locations
About Southwest Investment Advisors, Inc.
Southwest Investment Advisors (SIA) is a Tucson, AZ advisory firm providing financial coaching, comprehensive financial planning, and discretionary portfolio management. The team takes an independent approach to building diversified portfolios aligned to client goals and guides clients into retirement with tax-efficient income strategies. No asset minimums; custody through LPL Financial.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
ALEXANDRA FARQUHAR KUSLER
--
- CRD
- #5711458
- Ownership
- 50% but less than 75%
Richard John Zich
Chief Compliance Officer, President
- CRD
- #7081429
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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DAVID WILLIAM BOWEN
Advisor
- CRD
- #2756428
Douglas Hurley Riegger
Financial Advisor
- CRD
- #7694750
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $386,919,218 | $332,977 |
| Non-Discretionary | $0 | -- |
| Total | $386,919,218 | $332,977 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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