$176.0M Total AUM
$176.0M Disc. AUM
14.2% 3Y CAGR
2 Employees
350 ADV. Clients
8 yrs Firm Age
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- Custodian
- Fidelity/NFS ยท LPL Financial
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-18-2017
- Office Locations
- 1
Office Locations
4043 Maple Road Suite 210a Amherst NY
About Sovereign Asset Management
Sovereign Asset Management (SAM) provides funding and strategic guidance for real estate projects across Canada, the U.S., the Caribbean, and Latin America. The firm partners with investors and property owners on startup and acquisition financing, investment strategy, and ongoing business development and growth planning, grounded in sound analysis and disciplined investing.
Team overview
-- AVG AGE
$88.0M AVG AUM / ADVISOR
$502.8K AVG AUM / CLIENT
8.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
8yrs Firm Age
Insights
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Asset Classes
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Client Personas
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Investment Themes
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Investment Vehicles
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Services
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Owner & Executives
D
DAVID JOSEPH UNGARO
Investment Advisor Representative
- CRD
- #2057015
- Ownership
- 50% but less than 75%
Available
Available
Available
K
KENNETH WILLIAM WOLF
Co-President
- CRD
- #1879299
- Ownership
- 50% but less than 75%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $175,991,550 | $241,415 |
| Non-Discretionary | $0 | -- |
| Total | $175,991,550 | $241,415 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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