CRD: 137145
Sovereign Financial Group
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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail
- Platforms
- Available
- Established Date
- 10-03-2005
- Office Locations
- 1
Office Locations
About Sovereign Financial Group
Sovereign Financial Group is a Raleigh, NC–based independent, fee-only RIA serving individuals and families. The firm delivers fiduciary wealth management and financial planning through a structured, process-driven approach tailored to each client. Portfolios are implemented primarily with publicly traded funds (mutual funds/ETFs) and custodied at providers such as Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JAMES CHRISTOPHER SPIRKO
Chief Compliance Officer, President, Registered Representative
- CRD
- #2678102
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $46,746,604 | -- |
| Non-Discretionary | $0 | -- |
| Total | $46,746,604 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2025
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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