CRD: 127151
Sovereign Financial Services
$38.0M Total AUM
$38.0M Disc. AUM
-- 3Y CAGR
2 Employees
65 ADV. Clients
23 yrs Firm Age
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- Custodian
- --
- Clients
- Retail
- Platforms
- --
- Established Date
- 07-10-2003
- Office Locations
- 1
Office Locations
21 NEW Britain AVE Suite 110 Rocky Hill CT
About Sovereign Financial Services
Sovereign Financial Services is a Rocky Hill, CT-based registered investment adviser serving retail clients with financial planning, tax and estate planning, and insurance/life insurance guidance. Portfolios are built primarily with ETFs, complemented by U.S. government/agency bonds and cash allocations. Boutique two-advisor team with an emphasis on portfolio construction.
Team overview
-- AVG AGE
$19.0M AVG AUM / ADVISOR
$584.0K AVG AUM / CLIENT
17.8 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Services
Available
Owner & Executives
M
MARK J MAZZONE
--
- CRD
- #4666857
- Ownership
- 50% but less than 75%
Available
Available
Available
Showing 1 of 1 owners & executives
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B
BRENDAN JOSEPH DONAHUE
Senior Analyst
- CRD
- #5200848
Available
Available
Available
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Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $37,960,334 | -- |
| Non-Discretionary | $0 | -- |
| Total | $37,960,334 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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