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Sovereign Global Advisors LLC

Sovereign Global Advisors LLC. CRD 167663

S

CRD: 167663

Sovereign Global Advisors LLC

$4.2M Total AUM
$2.1M Disc. AUM
-- 3Y CAGR
10 Employees
10 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
02-04-2014
Office Locations
4

Office Locations

50 Glen Street STE 218 Glen Cove NY
501 S Cherry Street 11th Floor Denver CO
601 Turner RD N Chesterfield VA

About Sovereign Global Advisors LLC

Sovereign Global Advisors is a Denver-based investment firm and broker-dealer serving high net worth families and corporations while supporting a network of independent reps. The team focuses on portfolio construction, asset allocation and risk management, using ETFs and mutual funds as core vehicles alongside planning needs such as tax and insurance. Custody support includes Fidelity/NFS. Led by founder/CEO John Dragotta.

Team overview

48 AVG AGE
$1.4M AVG AUM / ADVISOR
$419.2K AVG AUM / CLIENT
7.5 yrs AVG TENURE
10 Employees
3 Advisory Reps
3 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOHN ANGELO DRAGOTTA JR

JOHN ANGELO DRAGOTTA JR

Advisor, Chief Executive Officer

CRD
#3045806
Ownership
Less than 5%
Available
Available
Available
BRIAN EUGENE MOHNEY

BRIAN EUGENE MOHNEY

AMLCO, Associate, Chief Compliance Officer, Financial Representative, Finop

CRD
#2890043
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JASON LAWRENCE APTER

Chief Executive Officer

CRD
#1267475
Available
Available
Available
C

CLIFTON MARCELLUS COGER

Accountant

CRD
#3126638
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $2,083,581 --
Non-Discretionary $2,108,775 --
Total $4,192,356 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

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