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Sowa Financial Group

Sowa Financial Group. CRD 107646

Sowa Financial Group logo

CRD: 107646

Sowa Financial Group

$517.0M Total AUM
$517.0M Disc. AUM
10.9% 3Y CAGR
8 Employees
577 ADV. Clients
33 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
01-22-1993
Office Locations
1

Office Locations

24 Albion Road Suite 340 Lincoln RI

About Sowa Financial Group

Sowa Financial Group is a Rhode Island–based wealth management firm focused on goals-based financial planning, retirement and estate planning, and insurance guidance for individuals and business owners. Portfolios primarily use public funds and ETFs, with custody through Fidelity/NFS. The team emphasizes investor education, including its nightly MoneyTalk radio show and podcast.

Team overview

32 AVG AGE
$172.3M AVG AUM / ADVISOR
$896.0K AVG AUM / CLIENT
18.4 yrs AVG TENURE
8 Employees
3 Advisory Reps
3 RIA Reps
33yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

DONNA GRACE SOWA ALLARD

DONNA GRACE SOWA ALLARD

PARTNER, President

CRD
#5124490
Ownership
50% but less than 75%
Available
Available
Available
DANIEL JOSEPH SOWA

DANIEL JOSEPH SOWA

Chief Compliance Officer, Director of Operations, PARTNER, Vice President

CRD
#6182681
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

NATHAN LEE BEAUVAIS

NATHAN LEE BEAUVAIS

Certified Financial Planner

CRD
#6405123
Available
Available
Available
S

STEVEN JAMES BEAUVAIS

Investment Advisor

CRD
#706078
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-02-2022
10-02-2023
10-30-2024
11-10-2025
02-12-2026
Category Assets AVG. Account size
Discretionary $517,016,775 $369,298
Non-Discretionary $0 --
Total $517,016,775 $369,298

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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