CRD: 288145
Spectra Investment Management, LLC
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- Custodian
- Fidelity/NFS ยท Northern Trust
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-05-2017
- Office Locations
- 1
Office Locations
About Spectra Investment Management, LLC
Spectra Investment Management is an independent, 100% partner-owned RIA serving entrepreneurial, multi-generational families (typically $5M+ investable). The team pairs safety-first financial planning with disciplined, value-oriented investing across dividend-growth stocks, high-quality bonds, and hard assets/diversifiers, with principals investing alongside clients. Publishes the occasional Spectra Journal sharing proprietary research since 2017.
Team overview
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Client Personas
Custodian
Investment Themes
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Services
Technology
Owner & Executives
Scott Alan Roads
Managing Member, Principal
- CRD
- #6773684
- Ownership
- 75% or more
Julia Elizabeth Zaino
Chief Compliance Officer, Principal
- CRD
- --
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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Micah Cameron White
--
- CRD
- #8276101
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $291,028,266 | $2,552,880 |
| Non-Discretionary | $15,817,026 | $832,475 |
| Total | $306,845,292 | $2,307,107 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Private Funds | Available | Available |
| Total | Available | Available |
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