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Spectrum Financial Management

Spectrum Financial Management. CRD 127746

Spectrum Financial Management logo

CRD: 127746

Spectrum Financial Management

$278.1M Total AUM
$271.0M Disc. AUM
14.4% 3Y CAGR
4 Employees
150 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
07-01-2003
Office Locations
1

Office Locations

899 Northgate Drive Suite 305 SAN Rafael CA

About Spectrum Financial Management

Spectrum Financial Management is a San Rafael, CA wealth management firm providing integrated investment management, financial planning, and tax planning/preparation for individuals and families, including pre- and post-retirees. Portfolios are custom-built using a disciplined asset-allocation approach with tax-aware recommendations, ongoing monitoring, and rebalancing; accounts are custodied at Schwab, and the practice is led by CFP®/EA principals with a $1M minimum account size.

Team overview

-- AVG AGE
$139.0M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
5.5 yrs AVG TENURE
4 Employees
2 Advisory Reps
0 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

BRENDA SUE FRIEDLANDER

BRENDA SUE FRIEDLANDER

Chief Compliance Officer, Owner

CRD
#2351292
Ownership
75% or more
Available
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Contacts

L

Lauren Ashley Friedlander

--

CRD
#7175783
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2022
03-27-2023
03-27-2024
04-24-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $270,975,663 $1,855,998
Non-Discretionary $7,080,423 $1,770,106
Total $278,056,086 $1,853,707

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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