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- Custodian
- Charles Schwab & Company · Nationwide · Vanguard
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-01-2008
- Office Locations
- 1
Office Locations
About Spielberger & Brooks, Inc.
Spielberger & Brooks Wealth Management is a Woodbury, NY RIA founded in 1998 serving high net worth families with a family-office style concierge experience backed by institutional investment consulting. The firm builds diversified, goal-based portfolios using quantitative asset allocation and modern portfolio theory, with expertise in portfolio construction, alternative investments, concentrated wealth strategies, and performance reporting, plus retirement and insurance planning. Open-architecture, unbiased advice; custody through Schwab.
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Owner & Executives
MARK HENRY SPIELBERGER
Chief Executive Officer, President
- CRD
- --
- Ownership
- 50% but less than 75%
CRAIG DAVID BROOKS
Advisor, Chief Compliance Officer, MANAGING DIRECTOR
- CRD
- --
- Ownership
- 25% but less than 50%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $457,237,620 | $1,858,690 |
| Non-Discretionary | $16,546,086 | $3,309,217 |
| Total | $473,783,706 | $1,887,584 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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