CRD: 152003
Split Rock Private Trading AND Wealth Management LLC
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- Custodian
- Fidelity/NFS · Interactive Brokers · Trade-PMR
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-05-2010
- Office Locations
- 1
Office Locations
About Split Rock Private Trading AND Wealth Management LLC
Split Rock Private Trading & Wealth Management is a fee-only, conflict-free RIA providing discretionary portfolio management alongside financial, tax, and retirement plan guidance for individuals as well as employers and employees. The team emphasizes disciplined downside-risk management and capital preservation, building customized, cost-effective portfolios aligned to client goals and risk tolerance. Named a Top 10 Independent Investment Firm in 2022 by Financial Services Review.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MARK JOSEPH COOL
Chief Compliance Officer, Managing Member
- CRD
- #3154345
- Ownership
- 50% but less than 75%
TYLER ALLEN KOCON
Managing Member, Portfolio Manager
- CRD
- #4146389
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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DALE ALAN ANICH
Financial Advisor
- CRD
- #1283578
Jedd Anich
--
- CRD
- #7373668
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $348,798,146 | $169,649 |
| Non-Discretionary | $7,343,240 | $262,259 |
| Total | $356,141,386 | $170,893 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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