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- Custodian
- Pershing · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-14-1992
- Office Locations
- 1
Office Locations
About Spurgeon Financial Group
Spurgeon Financial Group is a Stockton, CA advisory led by owner Steven Lee Spurgeon. The firm provides investment advisory along with insurance and life insurance solutions, with annuities noted in its offering mix. It serves retail and institutional relationships and positions its process as the “Diamond Formula.” Portfolio positioning skews toward equities (including ETFs) with some cash and U.S. government/agency exposure, and it works with custodians such as Charles Schwab and Pershing.
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Owner & Executives
STEVEN LEE SPURGEON
Investment Advisor, Owner
- CRD
- #1259254
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $37,840,000 | -- |
| Total | $37,840,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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