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Stapleton Financial Group

Stapleton Financial Group. CRD 284716

Stapleton Financial Group logo

CRD: 284716

Stapleton Financial Group

$15.8M Total AUM
$15.8M Disc. AUM
-- 3Y CAGR
1 Employees
66 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
08-25-2016
Office Locations
1

Office Locations

1511 14th Street West Billings MT

About Stapleton Financial Group

Stapleton Group is a fiduciary and turnaround advisory helping distressed businesses, lenders and municipalities resolve complex financial and operational challenges. It provides CRO/turnaround leadership, forensic accounting, litigation support, due diligence/QofE, cash-flow and strategic planning, and real estate receivership services including property operations and asset disposition. It was court-appointed receiver for a $409MM California lead paint abatement fund.

Team overview

-- AVG AGE
$15.8M AVG AUM / ADVISOR
$239.4K AVG AUM / CLIENT
9.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

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Investment Vehicles

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Services

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Technology

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Owner & Executives

C

COREY MARK STAPLETON

Chief Compliance Officer, Managing Member

CRD
#2932434
Ownership
75% or more
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $15,800,000 --
Non-Discretionary $0 --
Total $15,800,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
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Cash:
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Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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