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- Custodian
- Fidelity/NFS ยท Prudential
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-09-1997
- Office Locations
- 2
Office Locations
About Steeloaks Investment Advisers, Inc.
SteelOaks Investment Advisers is an independent advisory firm providing personalized financial planning and investment planning for clients navigating life transitions, with support for retirement planning and insurance needs. The firm focuses on portfolio construction using asset allocation and active management, with meaningful use of ETFs alongside fixed income exposure. Operates across retail and institutional relationships and clears through Fidelity/NFS.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
MICHAEL ALLEN PAYNE
Chairman, Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #3165948
- Ownership
- 50% but less than 75%
SARA M PAYNE
Chief Operating Officer
- CRD
- --
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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DEWEY JOSEPH GUIDA
Manager
- CRD
- #4783160
DONALD JOHN KENDRICK
Chief Executive Officer
- CRD
- #2277793
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $117,000,000 | $410,526 |
| Non-Discretionary | $14,000,000 | $4,666,667 |
| Total | $131,000,000 | $454,861 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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