S
CRD: 339402
Stephen Smith Financial Inc.
$129.0M Total AUM
$129.0M Disc. AUM
-- 3Y CAGR
4 Employees
160 ADV. Clients
0 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 12-03-2025
- Office Locations
- 1
Office Locations
1701 East Woodfield Road Suite 810 Schaumburg IL
About Stephen Smith Financial Inc.
Stephen Smith Financial Inc. is a Schaumburg-based RIA. The firm has been operating for 0 years. Managing $129.0M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
62 AVG AGE
$64.5M AVG AUM / ADVISOR
$806.3K AVG AUM / CLIENT
0.6 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
0yrs Firm Age
Insights
Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
Stephen Richard Smith
President
- CRD
- #6713437
- Ownership
- 75% or more
Available
Available
Available
Showing 1 of 1 owners & executives
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Scott Robert Smith
--
- CRD
- #6846696
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $129,000,000 | $281,659 |
| Non-Discretionary | $0 | -- |
| Total | $129,000,000 | $281,659 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - OTC:
Available Equity - Exchange:
Available Public Funds:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | Available | Available |
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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