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Stepp & Rothwell INC

Stepp & Rothwell INC. CRD 107999

Stepp & Rothwell INC logo

CRD: 107999

Stepp & Rothwell INC

$1.1B Total AUM
$954.4M Disc. AUM
11.3% 3Y CAGR
25 Employees
340 ADV. Clients
31 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
07-26-1995
Office Locations
1

Office Locations

7300 College Boulevard Suite 100 Overland Park KS

About Stepp & Rothwell INC

Stepp & Rothwell is an objective, comprehensive financial planning and investment advisory firm based in Overland Park, KS. The team provides unbiased guidance across tax, estate and charitable planning, insurance and portfolio construction, using vehicles such as ETFs, mutual funds and fixed income. Led by CPA/CFP and CFA/CFP principals, the firm’s custody relationships include Charles Schwab.

Team overview

44 AVG AGE
$105.5M AVG AUM / ADVISOR
$3.1M AVG AUM / CLIENT
10.5 yrs AVG TENURE
25 Employees
10 Advisory Reps
10 RIA Reps
31yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

KENNETH JOSEPH EATON

KENNETH JOSEPH EATON

DIRECTOR, Managing Partner, President

CRD
#2517750
Ownership
50% but less than 75%
Available
Available
Available
AMY MARIE GUERICH

AMY MARIE GUERICH

DIRECTOR, Principal, Secretary, TREASURER

CRD
#6946623
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

Claudia Leeanne Gray

Claudia Leeanne Gray

Financial Planner

CRD
#7667589
Available
Available
Available
Ross Burkhart Lehman

Ross Burkhart Lehman

--

CRD
#7039200
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-03-2022
04-14-2023
09-18-2024
09-30-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $954,395,791 $491,197
Non-Discretionary $100,720,900 $296,238
Total $1,055,116,691 $462,162

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Other:
Available
Municipal Bonds:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Other Available Available
Municipal Bonds Available Available
Private Funds Available Available
Total Available Available

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