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Sterling Financial Advisors, LLC

Sterling Financial Advisors, LLC. CRD 107783

Sterling Financial Advisors, LLC logo

CRD: 107783

Sterling Financial Advisors, LLC

$144.6M Total AUM
$118.6M Disc. AUM
14.7% 3Y CAGR
4 Employees
146 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Raymond James
Clients
Retail and Institutional
Platforms
--
Established Date
07-13-1999
Office Locations
1

Office Locations

-- Omaha NE

About Sterling Financial Advisors, LLC

Sterling Financial Advisors, LLC is an Omaha-based advisory firm on the Raymond James platform providing personalized financial planning and investment management for business owners, corporate executives, retirees, families, and sudden-wealth situations. The team emphasizes objective, consultative advice with asset allocation and portfolio construction using ETFs, mutual funds, and fixed income, with access to alternative and insurance solutions as appropriate.

Team overview

73 AVG AGE
$36.1M AVG AUM / ADVISOR
$990.4K AVG AUM / CLIENT
12.1 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
27yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

MARY H JOCHIM

MARY H JOCHIM

President

CRD
#862780
Ownership
75% or more
Available
Available
Available
J

JOSEPH BAYLESS

Chief Compliance Officer

CRD
#1584624
Ownership
Less than 5%
Available
Available
Available

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Contacts

M

MICHAEL JOHN BUTKUS

--

CRD
#1155737
Available
Available
Available
JOHN RUSSELL DEE

JOHN RUSSELL DEE

Chief Investment Officer

CRD
#6109436
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-18-2022
03-28-2023
03-28-2024
03-27-2025
03-28-2026
Category Assets AVG. Account size
Discretionary $118,584,030 $454,345
Non-Discretionary $26,012,368 $433,539
Total $144,596,398 $450,456

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Municipal Bonds:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Municipal Bonds Available Available
Other Available Available
Total Available Available

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