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Strata Wealth Advisors, LLC

Strata Wealth Advisors, LLC. CRD 285973

Strata Wealth Advisors, LLC logo

CRD: 285973

Strata Wealth Advisors, LLC

$886.1M Total AUM
$886.1M Disc. AUM
13.5% 3Y CAGR
14 Employees
228 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
04-21-2017
Office Locations
2

Office Locations

8750 N. Central Expressway Suite 1875 Dallas TX
-- Katy TX

About Strata Wealth Advisors, LLC

Strata Wealth Advisors is an independent Dallas-based wealth management firm serving individuals and families with coordinated financial planning and goal-driven portfolio design. The team emphasizes disciplined behavior, strategic asset allocation, and tax-efficient implementation to improve after-tax outcomes. Their IQ Compounding approach aligns team expertise to identify and close coordination gaps and overlooked planning opportunities, with custody at Fidelity/NFS.

Team overview

42 AVG AGE
$98.5M AVG AUM / ADVISOR
$3.9M AVG AUM / CLIENT
5.3 yrs AVG TENURE
14 Employees
9 Advisory Reps
9 RIA Reps
9yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

K

KENNETH ROY PAINTER

Chief Executive Officer

CRD
#4362164
Ownership
Less than 5%
Available
Available
Available
VYOMA VIPUL PATEL

VYOMA VIPUL PATEL

Chief Compliance Officer, DIRECTOR OF OPERATIONS

CRD
#5732264
Ownership
Less than 5%
Available
Available
Available

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Contacts

A

Abigail O'Quinn Caldwell

Relationship Manager

CRD
#6668291
Available
Available
Available
BRANDON KEITH CUMBA

BRANDON KEITH CUMBA

Wealth Advisor

CRD
#6147073
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-30-2022
09-25-2023
12-24-2024
11-27-2025
04-29-2026
Category Assets AVG. Account size
Discretionary $886,073,285 $922,033
Non-Discretionary $0 --
Total $886,073,285 $922,033

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Other:
Available
Corporate - Investment Grade:
Available
Equity - OTC:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Other Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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