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Strategic Wealth Advisors, LLC

Strategic Wealth Advisors, LLC. CRD 114167

Strategic Wealth Advisors, LLC logo

CRD: 114167

Strategic Wealth Advisors, LLC

$325.2M Total AUM
$320.2M Disc. AUM
14.0% 3Y CAGR
4 Employees
117 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
01-15-1999
Office Locations
2

Office Locations

9375 East Shea Blvd Suite 100 Scottsdale AZ
-- Scottsdale AZ

About Strategic Wealth Advisors, LLC

Strategic Wealth Advisors, LLC is a family-owned Scottsdale, AZ RIA founded in 1999 serving families and entrepreneurs. SWA provides coordinated financial planning (education through retirement) and ongoing investment management, typically implemented with diversified ETF and mutual fund portfolios. Custody is primarily at Schwab and Fidelity, and the team uses Tamarac to support a detail-oriented, long-term service model.

Team overview

49 AVG AGE
$81.3M AVG AUM / ADVISOR
$2.8M AVG AUM / CLIENT
19.1 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
27yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JOHN ALAN BAGLEY

JOHN ALAN BAGLEY

Principal

CRD
#4452812
Ownership
Less than 5%
Available
Available
Available
LAURIE BETH BAGLEY

LAURIE BETH BAGLEY

Principal

CRD
#2555369
Ownership
Less than 5%
Available
Available
Available

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Contacts

Matthew Scott Masin

Matthew Scott Masin

Associate Wealth Advisor

CRD
#6831571
Available
Available
Available
JAMES DEAN SCHWARTZ

JAMES DEAN SCHWARTZ

Senior Advisor

CRD
#3088509
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-02-2022
12-20-2023
08-29-2024
02-21-2025
02-18-2026
Category Assets AVG. Account size
Discretionary $320,166,494 $760,490
Non-Discretionary $4,989,827 $831,638
Total $325,156,321 $761,490

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Total Available Available

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