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Strategy Asset Managers L.l.c.

Strategy Asset Managers L.l.c.. CRD 109939

Strategy Asset Managers L.l.c. logo

CRD: 109939

Strategy Asset Managers L.l.c.

$930.1M Total AUM
$930.1M Disc. AUM
9.7% 3Y CAGR
10 Employees
633 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Bank OF America · Broadridge · Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-23-2001
Office Locations
4

Office Locations

274 Riverside AVE, Penhouse Westport CT
790 E. Colorado Blvd. STE 200 Pasadena CA
-- EL Cajon CA

About Strategy Asset Managers L.l.c.

Strategy Asset Managers (SAM) provides wealth management and long-term financial planning, including investment management, retirement planning, and insurance-based risk management. The firm advises high-net-worth individuals, business owners/corporations, family offices, and financial advisors/intermediaries, using a disciplined team approach to asset allocation and security selection with significant ETF usage. Led by CEO Tom Hulick, SAM is active in financial media and offers portfolio second-opinion reviews.

Team overview

46 AVG AGE
$93.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
4.4 yrs AVG TENURE
10 Employees
10 Advisory Reps
10 RIA Reps
25yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

THOMAS WOODWARD HULICK

THOMAS WOODWARD HULICK

Chief Executive Officer, Partner

CRD
#1806305
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

David Mac Cormick Carter

--

CRD
#8244240
Available
Available
Available
David Jin Kyu Chong

David Jin Kyu Chong

Wealth Advisor

CRD
#2679656
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2022
12-06-2023
09-18-2024
04-30-2025
06-11-2026
Category Assets AVG. Account size
Discretionary $930,077,850 $637,913
Non-Discretionary $0 --
Total $930,077,850 $637,913

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Private Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Private Funds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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