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Successful Portfolios LLC

Successful Portfolios LLC. CRD 152429

Successful Portfolios LLC logo

CRD: 152429

Successful Portfolios LLC

$281.5M Total AUM
$259.1M Disc. AUM
-- 3Y CAGR
3 Employees
209 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · JP Morgan
Clients
Retail and Institutional
Platforms
Available
Established Date
02-22-2010
Office Locations
1

Office Locations

611 Druid Road East Suite 407 Clearwater FL

About Successful Portfolios LLC

Successful Portfolios is a Clearwater, FL independent, fee-only RIA serving private investors with in-house portfolio management and planning. The team builds tax-efficient separate-account portfolios using transparent stocks, bonds, and ETFs/ETPs—avoiding private placements and agent-sold annuities. Assets are custodied at Charles Schwab or Interactive Brokers, supporting low-cost, transparent implementation backed by institutional-grade research.

Team overview

-- AVG AGE
$93.8M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
10.7 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
16yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

HARLEY PARKER EVANS III

HARLEY PARKER EVANS III

Chief Compliance Officer, Chief Executive Officer, Managing Member, President, Wealth Management Advisor

CRD
#722995
Ownership
75% or more
Available
Available
Available
JOSEPH CHARLES BAER

JOSEPH CHARLES BAER

CHIEF OPERATING OFFICER, Investment Analyst

CRD
#5866418
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

D

Daniel Charles Walsh

--

CRD
#7456665
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2022
09-21-2023
03-26-2024
03-25-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $259,068,216 $462,622
Non-Discretionary $22,461,116 $935,880
Total $281,529,332 $482,071

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Equity - OTC:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
Public Funds:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Equity - OTC Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
Public Funds Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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