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Sullivan Investment Management LLC

Sullivan Investment Management LLC. CRD 289217

Sullivan Investment Management LLC logo

CRD: 289217

Sullivan Investment Management LLC

$111.8M Total AUM
$111.8M Disc. AUM
-- 3Y CAGR
1 Employees
151 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
07-18-2017
Office Locations
1

Office Locations

320 W Grand AVE STE 303 Wisconsin Rapids WI

About Sullivan Investment Management LLC

Sullivan Investment Management LLC is an independent, fiduciary RIA in Wisconsin Rapids, WI offering life-stage financial planning and client-based portfolio management. The firm focuses on customized asset allocation and portfolio construction using public funds, ETFs, and fixed income, with planning support for entrepreneurs including business succession and insurance needs. Custodies primarily at Charles Schwab and runs on Tamarac.

Team overview

-- AVG AGE
$111.8M AVG AUM / ADVISOR
$740.4K AVG AUM / CLIENT
9 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
9yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

J

JOEL EUGENE SULLIVAN

Chief Compliance Officer, Chief Executive Officer, Financial Advisor, General Partner

CRD
#1949049
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2026
Category Assets AVG. Account size
Discretionary $111,800,000 $792,908
Non-Discretionary $0 --
Total $111,800,000 $792,908

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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