CRD: 124146
Sullivan Wood Capital Management, LLC
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- Custodian
- LPL Financial
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-03-2003
- Office Locations
- 1
Office Locations
About Sullivan Wood Capital Management, LLC
Sullivan Wood Capital Management (SWCM) is a Washington, D.C.-based registered investment adviser providing personalized, value-driven, long-term portfolio management for individuals and high-net-worth clients, as well as trusts, nonprofits, corporations and retirement plans. SWCM builds concentrated portfolios of individual securities (stocks, bonds and preferreds, with limited derivatives) rather than funds, with consolidated custody (LPL Financial) and quarterly performance reporting.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Vehicles
Services
Owner & Executives
JAMES ARNOLD SULLIVAN
Managing Member, President
- CRD
- #2631161
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $87,748,054 | -- |
| Non-Discretionary | $0 | -- |
| Total | $87,748,054 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Equity - OTC | Available | Available |
| Public Funds | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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