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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-03-1997
- Office Locations
- 14
Office Locations
About Sunbelt Securities, Inc.
Sunbelt Securities, Inc. is an independent Houston-based broker/dealer and investment adviser (Member FINRA/SIPC) with 30+ years in the Galleria Financial Towers. The firm serves retail and institutional clients, with principals who operate as institutional traders. Managed portfolios skew toward ETFs and public funds, and the platform supports advisors via Schwab and Fidelity/NFS custody.
Team overview
Insights
Accredited Investors
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
THOMAS FRANCIS BUCKLEY
Financial Operations Principal, LPL Financial Advisor
- CRD
- #1563361
- Ownership
- 10% but less than 25%
RAYMOND JOSEPH MILLER
Financial Advisor
- CRD
- #856248
- Ownership
- 10% but less than 25%
Showing 2 of 5 owners & executives
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BELINDA GAIL AUCOIN
Financial Advisor
- CRD
- #1756536
KENNETH REAGAN BARRY
Financial Advisor
- CRD
- #1559982
Showing 2 of 83 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,640,113,505 | $423,027 |
| Non-Discretionary | $0 | -- |
| Total | $2,640,113,505 | $423,027 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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