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Surepath Financial Services, LLC

Surepath Financial Services, LLC. CRD 289576

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CRD: 289576

Surepath Financial Services, LLC

$34.4M Total AUM
$34.4M Disc. AUM
-- 3Y CAGR
2 Employees
122 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Wells Fargo
Clients
Retail and Institutional
Platforms
--
Established Date
11-14-2017
Office Locations
2

Office Locations

3380 Trickum Road Building 100, Suite 100 Woodstock GA
5425 Peachtree Pkwy NW Suite 148 Peachtree Corners GA

About Surepath Financial Services, LLC

Surepath Financial Services, LLC is a fiduciary, state-registered RIA based in Woodstock and Peachtree Corners, Georgia, providing financial planning and discretionary asset management to families and businesses across Georgia and surrounding states. Portfolios primarily use public funds and ETFs, with risk-managed allocation. The firm operates on a Schwab custodial platform.

Team overview

-- AVG AGE
$17.2M AVG AUM / ADVISOR
$282.0K AVG AUM / CLIENT
7 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
8yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

KENNETH ALAN O'LEARY

KENNETH ALAN O'LEARY

Chief Compliance Officer, Investment Advisor, Managing Member

CRD
#1352175
Ownership
75% or more
Available
Available
Available

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Contacts

DAVID LEE MILLER

DAVID LEE MILLER

Financial Advisor, General Partner

CRD
#2610660
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $34,400,000 --
Non-Discretionary $0 --
Total $34,400,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Other:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Other Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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