CRD: 135295
Surety Investment Services
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- Custodian
- Charles Schwab & Company ยท Security Benefit
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-26-1997
- Office Locations
- 1
Office Locations
About Surety Investment Services
Surety Investment Services is a Los Angeles-based boutique advisory led by Carol Cory and Luis Fondevila, providing financial and investment planning with support for retirement, estate and tax planning, and insurance/wealth preservation needs. The firm serves retail clients and builds portfolios primarily with ETFs (with mutual funds/annuities as applicable), with Schwab as a key custodian.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
CAROL CORY
Advisor, COMPLIANCE OFFICER, Secretary Treasurer
- CRD
- #864012
- Ownership
- 50% but less than 75%
LUIS JESUS FONDEVILA
Advisor, Investment Advisor, President
- CRD
- #1258014
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $62,667,206 | -- |
| Non-Discretionary | $0 | -- |
| Total | $62,667,206 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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