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SVL Investment Management

SVL Investment Management. CRD 135098

SVL Investment Management logo

CRD: 135098

SVL Investment Management

$39.8M Total AUM
$39.8M Disc. AUM
-- 3Y CAGR
3 Employees
179 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
09-12-2006
Office Locations
2

Office Locations

1620 N. Placentia Ave. Suite 100 Placentia CA
18403 Pioneer Blvd Suite #206 Artesia CA

About SVL Investment Management

SVL Investment Management provides research-driven portfolio design and investment management for individuals and families, institutions, and as a support partner to financial advisors needing added research or capacity. Strategies are structured around academic research and risk-aware asset allocation, delivered through separately managed accounts on major custodians such as Schwab and Fidelity.

Team overview

54 AVG AGE
$13.3M AVG AUM / ADVISOR
$222.1K AVG AUM / CLIENT
7.7 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
19yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

STEVEN SONVAN LE

STEVEN SONVAN LE

Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Investment Officer, Chief Legal Officer, Chief Operations Officer

CRD
#1748908
Ownership
75% or more
Available
Available
Available

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Contacts

H

HELEN HSINGWEN HUANG

--

CRD
#4323390
Available
Available
Available
B

BALAMIR TRUNEC

Financial Advisor

CRD
#1944949
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2011
04-30-2012
Category Assets AVG. Account size
Discretionary $39,752,434 $205,091
Non-Discretionary $0 --
Total $39,752,434 $205,091

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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