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Swad Wealth Management LLC

Swad Wealth Management LLC. CRD 319218

Swad Wealth Management LLC logo

CRD: 319218

Swad Wealth Management LLC

$111.1M Total AUM
$111.1M Disc. AUM
-- 3Y CAGR
2 Employees
49 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · SSG
Clients
Retail
Platforms
Available
Established Date
05-12-2022
Office Locations
1

Office Locations

100 Stony Point RD, Suite 244 Santa Rosa CA

About Swad Wealth Management LLC

Swad Wealth Management is a Santa Rosa, CA RIA focused on retirement planning for people age 50+ and those transitioning into their next life phase. Through its Retirement Clarity Process, the firm delivers a custom retirement plan and ongoing wealth management, including professionally managed portfolios, detailed investment analysis, and tax-minimization strategies such as tax-loss harvesting and asset location. Clients get 2–4 scheduled meetings per year plus on-demand support and a 24/7 planning dashboard.

Team overview

-- AVG AGE
$55.5M AVG AUM / ADVISOR
$2.3M AVG AUM / CLIENT
4.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

KEVIN ZACHARIAH SWAD

KEVIN ZACHARIAH SWAD

Chief Compliance Officer, Managing Member

CRD
#5936572
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $111,061,079 --
Non-Discretionary $0 --
Total $111,061,079 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Corporate - Investment Grade:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Public Funds:
Available
Other:
Available
Cash:
Available
Equity - OTC:
Available
Other:
Available
Asset class Assets Assets %
Corporate - Investment Grade Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Public Funds Available Available
Other Available Available
Cash Available Available
Equity - OTC Available Available
Other Available Available
Total Available Available

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