S
$15.0M Total AUM
$15.0M Disc. AUM
-- 3Y CAGR
1 Employees
3 ADV. Clients
7 yrs Firm Age
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- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- --
- Established Date
- 09-11-2018
- Office Locations
- 1
Office Locations
-- Indianapolis IN
About Swartz Advisory LLC
Swartz Advisory LLC is a Indianapolis-based RIA. The firm has been operating for 7 years. Managing $15.0M in total assets under management, with 1 advisory representatives. They custody assets with Interactive Brokers.
Team overview
-- AVG AGE
$15.0M AVG AUM / ADVISOR
$5.0M AVG AUM / CLIENT
7.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
7yrs Firm Age
Insights
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Asset Classes
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Client Personas
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Investment Themes
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Investment Vehicles
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Services
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Owner & Executives
R
Richard Alfred Swartz
Chief Compliance Officer, Investment Advisor, Managing Member
- CRD
- #7005010
- Ownership
- 75% or more
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,988,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $14,988,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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