$256.0M Total AUM
$197.5M Disc. AUM
-- 3Y CAGR
33 Employees
494 ADV. Clients
35 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-01-1991
- Office Locations
- 3
Office Locations
601 N Plano RD Richardson TX
9311 SAN Pedro Avenue Suite 600 SAN Antonio TX
-- Mankato MN
About Swbc Investment Company
Swbc Investment Company is a SAN Antonio-based RIA with 3 offices. The firm has been operating for 35 years. Managing $256.0M in total assets under management, with 17 advisory representatives. They custody assets with Charles Schwab & Company and Pershing.
Team overview
46 AVG AGE
$15.1M AVG AUM / ADVISOR
$518.1K AVG AUM / CLIENT
10.9 yrs AVG TENURE
33 Employees
17 Advisory Reps
0 RIA Reps
35yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
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CRM
Available
Custodian
Available
Investment Themes
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Investment Vehicles
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Platform
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Services
Available
Technology
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Owner & Executives
C
CHARLES EPIFANIO AMATO
Chairman, CHAIRMAN OF THE BOARD OF DIRECTORS
- CRD
- --
- Ownership
- Less than 5%
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G
GARY LEE DUDLEY
DIRECTOR, President, Secretary, TREASURER, VICE PRESIDENT
- CRD
- --
- Ownership
- Less than 5%
Available
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Showing 2 of 4 owners & executives
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JOAN HIGGINS CLEVELAND
President
- CRD
- #1740453
Available
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H
HUNTER DARLING
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- CRD
- #8035786
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Showing 2 of 18 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $197,495,086 | $420,202 |
| Non-Discretionary | $58,462,203 | $2,435,925 |
| Total | $255,957,289 | $518,132 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available Municipal Bonds:
Available Corporate - Investment Grade:
Available Other:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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