CRD: 121384
Swisher Financial Concepts, Inc.
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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 10-11-2002
- Office Locations
- 1
Office Locations
About Swisher Financial Concepts, Inc.
Swisher Financial Concepts is a Westerville, OH advisory firm focused on building sincere, referral-driven relationships with individuals and families. The team emphasizes financial planning and long-term, wise, patient investing—helping clients stay the course through market cycles. Values-led approach (faith and family) is a defining part of their client experience, and they custody through major platforms such as Charles Schwab.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
DANIEL EDWARD WOLFORD
Owner, President
- CRD
- #2886642
- Ownership
- 75% or more
MICHAEL A HENN
Director, DIRECTOR OF INVESTMENTS
- CRD
- #4582922
- Ownership
- 10% but less than 25%
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Christopher Aaron Brubaker
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- CRD
- #7553332
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $198,540,967 | $166,004 |
| Non-Discretionary | $118,448,068 | $457,328 |
| Total | $316,989,035 | $217,862 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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