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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-23-2003
- Office Locations
- 2
Office Locations
About SWS Advisors, Inc.
SWS Advisors, Inc. is a Columbus, OH-based advisory firm serving business owners and entrepreneurs with financial planning, investment planning, tax and estate planning, insurance/life insurance strategies, and portfolio construction. Portfolios primarily use public funds and ETFs, with a focus on risk management and annuity planning. The firm primarily custodies at Charles Schwab and operates across retail and institutional channels with two offices.
Team overview
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Investment Themes
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Owner & Executives
RICHARD RYAN MILLIKEN
Chief Compliance Officer, VICE PRESIDENT
- CRD
- #3217681
- Ownership
- Less than 5%
ROBERT VAN RENSSELAER OSTRANDER
President
- CRD
- #731229
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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DENNIS LANE BURGESS
Owner
- CRD
- #1020157
LOUIS KIN SHING LO
--
- CRD
- #1574965
Showing 2 of 7 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $59,960,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $59,960,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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